Browsing Tag
sc
2 posts
Multiple Financial Entities Added To SC’s Investor Alert List, Including Several Impersonators For Violating Regulations
Some of them were found taking up the identity of established entities.
Securities Commission Takes Enforcement Action Against Huobi Global For Illegally Operating DAX In Malaysia
The SC views this breach seriously, as operating a DAX without obtaining the SC’s registration as a Recognised Market Operator (RMO) is an offence under Section 7(1) of the Capital Markets and Services Act 2007.
